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Market Surveillance Authority

An authority designated by a Member State to ensure that systems comply with the EHDS primary-use requirements

In short: Member States each designate a Market Surveillance Authority which is responsible to carry out activities carried and to take measures to ensure that products comply with the EHR Harmonized Component requirements.

The definition of 'market surveillance authority' is laid down in Article 3, of Regulation (EU) 2019/1020;

  • 'market surveillance' means the activities carried out and measures taken by market surveillance authorities to ensure that products comply with the requirements set out in the applicable Union harmonisation legislation and to ensure protection of the public interest covered by that legislation;
  • 'market surveillance authority' means an authority designated by a Member State [..] as responsible for carrying out market surveillance in the territory of that Member State;

Organizational, Tasks

(EHDS recital 47) In order to ensure there is appropriate and effective enforcement of the requirements and obligations laid down in this Regulation, the system of market surveillance and compliance of products established by Regulation (EU) 2019/1020 of the European Parliament and of the Council should apply. Depending on the organisation defined at national level, such market surveillance activities could be carried out by the digital health authorities ensuring the proper implementation of Chapter II of this Regulation or by a separate market surveillance authority responsible for EHR systems. While designating digital health authorities as market surveillance authorities could have significant practical advantages for the implementation of health and care, any conflicts of interest should be avoided, for instance by separating different tasks.

Article 43 contains the details of the Market surveillance of EHR systems:

  1. [ .. ]
  2. Member States shall designate the market surveillance authority or authorities responsible for the implementation of this Chapter [Chapter II]. Member States shall entrust their market surveillance authorities with the necessary powers and shall provide them with the human, financial and technical resources, the equipment and the knowledge necessary for the proper performance of their tasks pursuant to this Regulation. Market surveillance authorities shall be empowered to take the market surveillance measures referred to in Article 16 of Regulation (EU) 2019/1020 to enforce the obligations laid down in this Chapter. Member States shall communicate the identity of the market surveillance authorities they designate to the Commission. The Commission and the Member States shall make that information publicly available.
  3. Market surveillance authorities designated pursuant to paragraph 2 of this Article may be the same authorities as the digital health authorities designated pursuant to Article 19. Where a digital health authority carries out tasks of a market surveillance authority, Member States shall ensure that any conflicts of interest are avoided.
  4. Market surveillance authorities shall report to the Commission on a yearly basis the outcomes of relevant market surveillance activities.
  5. [ .. ]
  6. The market surveillance authorities of the Member States shall cooperate with each other and with the Commission. The Commission shall enable the organisation of exchanges of information necessary for such cooperation.
  7. For medical devices, in vitro diagnostic medical devices or high-risk AI systems referred to in Article 27(1) and (2), the responsible authorities for market surveillance shall be those referred to in [MDR, IVDR and AI regulations], as applicable.
Article 47(7) states The market surveillance authorities shall check the compliance of wellness applications with the essential requirements laid down in Annex II.

(EHDS recital 48) The staff of market surveillance authorities should have no direct or indirect economic, financial or personal conflicts of interest that might be considered prejudicial to their independence and, in particular, they should not be in a situation that could, directly or indirectly, affect the impartiality of their professional conduct. Member States should determine and publish the selection procedure for market surveillance authorities. They should ensure that the procedure is transparent and does not allow conflicts of interest.

The tasks can be summarized as follows:

  • Oversee registration of EHRs in the EU database for registration of EHR systems and wellness applications
  • Monitor Conformity, monitor self-assesment and substantial changes
  • Handle non-conformance, penalize if needed

Oversee EU Database registrations

While the European Commission is responsible for managing and setting up the EU Database infrastructure, the Market Surveillance Authority's role is to ensure the validity and legality of the products listed within its jurisdiction. The market authority leverages the EU database to identify products on the market and verify that they meet the mandatory requirements for the interoperability and logging components.

The Authority should identify updates that modify a system's original functions or increase risk, thereby triggering a necessity to renew the conformity assessment.

Article 43(5): Where a manufacturer or another economic operator fails to cooperate with a market surveillance authority or where the information and documentation they have provided is incomplete or incorrect, the market surveillance authority may take all appropriate measures to prohibit or restrict the relevant EHR system from being made available on the market until the manufacturer or the economic operator concerned cooperates or provides complete and correct information, or to recall or withdraw such EHR system from the market.

Monitor Conformity

Article 30(5): the Manufacturers of EHR systems shall, upon a reasoned request from a market surveillance authority, provide it with all the information and documentation, in paper or electronic form, necessary to demonstrate the conformity of the EHR system with the essential requirements laid down in Annex II and the common specifications referred to in Article 36, in a language which can be easily understood by that market surveillance authority. The manufacturers of EHR systems shall cooperate with the market surveillance authority, at its request, on any measures taken to eliminate the risks posed by an EHR system which they have placed on the market or put into service.information and documentation, in paper or electronic form, necessary to demonstrate the conformity of the EHR system with the essential requirements laid down in Annex II and the common specifications referred to in Article 36, in a language which can be easily understood by that market surveillance authority. The manufacturers of EHR systems shall cooperate with the market surveillance authority, at its request, on any measures taken to eliminate the risks posed by an EHR system which they have placed on the market or put into service.

Handle non conformance

Market surveillance authorities have to take measures in the case of non-compliance by EHR systems. They should have procedures for identifying infringements, performing inspections, and applying penalties for non-compliance.

Article 37(4): If the manufacturer does not comply with the requirements of [ .. ] this Article [to create technical documentation in the official language of the member state concerned], the market surveillance authority may require it to have a test performed by an independent body at its own expense within a specified period in order to verify the conformity with the essential requirements laid down in Annex II and the common specifications referred to in Article 36.

The main articles related to non-conformance are:

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